Disclaimer
This web site is intended for general information purposes only and is not intended to be the rendering of legal advice for specific cases. It is recommended that you obtain the advice of an attorney for your individual situation because each matter is unique and personal. You should not act upon this information without consulting with an attorney. Transmission and receipt of materials provided by this website is not intended to create an attorney-client relationship. Sending e-mail to this firm or to an attorney at this firm will not create an attorney-client relationship. Please note that e-mail transmissions are not secure, therefore confidentiality cannot be assumed. This web site is not intended to be advertising and we do not wish to represent anyone desiring representation based upon viewing this web site in a state where this web site fails to comply with all laws and ethical rules of that state. This is meant to be informational only and consistent with our profession's obligation to help inform not only our clients but also to cultivate knowledge of the law to the public in general.

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HELPFUL LINKS

www.sec.gov 

United States Securities Exchange Commission

 

www.adviserinfo.sec.gov/ 

SEC Investment Advisor check

 

www.nasaa.org 

North American Securities Administrators Association

 

www.finra.org 

Financial Industry Regulatory Authority

 

www.finra.org/Investors/ToolsCalculators/BrokerCheck/index.htm FINRA BrokerCheck