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HELPFUL LINKS

www.sec.gov 

United States Securities Exchange Commission

 

www.adviserinfo.sec.gov/ 

SEC Investment Advisor check

 

www.nasaa.org 

North American Securities Administrators Association

 

www.finra.org 

Financial Industry Regulatory Authority

 

www.finra.org/Investors/ToolsCalculators/BrokerCheck/index.htm FINRA BrokerCheck